Fiduciary Services

“Plan [fiduciaries] are ill-equipped for their jobs…
either on account of potential conflicts of interest
or ignorance about their responsibilities”.

-The Wall Street Journal

RTD Financial Advisors, Inc. [RTD] is committed to assisting 401(k) plan sponsors in meeting their fiduciary responsibility. We provide on-going fiduciary services and support to plan trustees and the plan’s retirement committee by reviewing all areas of a plan’s management. Providing plan design, participant education, cost benchmarking, and investment recommendations; RTD’s advisory service helps you control your fiduciary risk.

Our services include the on-going review for:

  • ERISA Section 404(c) compliance
  • Disclosure of all fees and compensation
  • Creation and adoption of an Investment Policy Statement
  • Investment selection
  • Participant education
  • Retirement Committee meetings and meeting minutes